2021-2022 Graduate Catalog 
    
    Apr 26, 2024  
2021-2022 Graduate Catalog [ARCHIVED CATALOG]

INVS 6646 - Contemporary Topics in Securities Fraud Investigations


This course examines the myriad of issues in securities fraud, from Ponzi schemes, to 'boiler room' marketing scams, to unregistered brokerage dealers.  Students will analyze current regulations and legislation, including distinguishing between securities and commodities, privately held and publicly offered securities, and the exchange markets. 3 credits.