2019-2020 Graduate Catalog 
    May 24, 2024  
2019-2020 Graduate Catalog [ARCHIVED CATALOG]

INVS 6646 - Contemporary Topics in Securities Fraud Investigations

This course examines the myriad of issues in securities fraud, from Ponzi schemes, to 'boiler room' marketing scams, to unregistered brokerage dealers.  Students will analyze current regulations and legislation, including distinguishing between securities and commodities, privately held and publicly offered securities, and the exchange markets. 3 credits.